Compliance for trade ideas and investment recommendations with TIM
Supporting you to comply with industry regulation
TIM is recognised as a regulator – and compliance – friendly service. We have experience with all major regulatory regimes, and meet with regulators regularly.
The latest functionality on TIM that aids regulatory compliance includes:
- Pre-publication checks to ensure compliance with local and global restrictions
- Post-publication monitoring, event handling and real-time restriction handling
- Regulatory disclosures and disclaimers, including full support for the Market Abuse Regulation (MAR)
- Authorisation workflow to prevent unauthorised client communications
- Activity monitoring and audit reporting, and seamless integration with your systems
Learn more about the TIM MAR Solution
Hear from co-founder, Colin Berthoud on how TIM aids regulatory compliance.